A handy resource that brokers and advisers can use to guide their employer clients through the process of a Department of Labor audit includes critical new information they may find valuable.
United Benefit Advisors has revised “Don’t Roll the Dice on Department of Labor Audits” to help producers prepare for the process. Additions focus on acclimating staff, providing regulators with what they need and recognizing the most important elements of complying with requests. In addition, a section on avoiding seven common mistakes that could trigger an audit in the first place is being touted as particularly significant.
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